Products & Investments

A thorough and extensive knowledge of the aspects related to banking compliance is today an essential skill for any player in the global financial centre, regardless of the functions performed.

Beyond regulatory requirements, mastering compliance issues is a key strategic and commercial asset insofar as it impacts aspects such as the attractiveness of the bank and the financial centre, its image and reputation, and even its solidity and durability.

It is no longer simply a question of ensuring compliance with regulations, but of creating a culture and a reflex to anticipate and manage issues upstream, whether at the customer, transaction or product level.

Targeted on the many recent developments and recent coming into force of laws and other regulations (MIFID, LSFin, EAR, FATCA, IQ, etc.), this training also explores the main contemporary contextual territories (market integrity, international mutual assistance, information security, etc.).

As a logical continuation of the certificate in banking compliance, this training will provide the participant with knowledge and understanding of the main legal bases, but also a reading of the general framework and principles as well as the avenues in terms of risk management.